Managed Funds Association
Compliance 2013
November 7, 2013
The Princeton Club of New York
New York, NY

About Compliance 2013

MFA_Compliance_logo


The source for education and clarity on the implementation of, and compliance with, regulatory reforms impacting investors in alternative strategies.

MFA’s 3rd annual Compliance event is designed to provide you with clarity on the breadth of the regulatory reforms impacting your business. Get practical advice on implementation that you can apply immediately.

Where Are We Today? Gain insights and clarity directly from regulators, former regulators and industry leaders who will provide their perspectives on the new rules, rules yet to come and implementation.

What’s Coming Next? Learn what you need and how to improve upon your firm’s implementation. Do you have the appropriate infrastructure? Do you have all the resources you will need?  Where can you create additional efficiencies?

What Are the Best Practices in Compliance? Gather intelligence on the most robust principles and frameworks to strengthen your compliance practices. Are your controls in place? Are you asking the right questions?

Your Compliance registration includes entrance to the full day of keynote speakers and panel sessions, continental breakfast and breaks, luncheon, and the evening reception. We will apply for CLE and CPE credits for all qualified sessions.

A delegate badge is required for all portions of the day.

About Managed Funds Association

The Managed Funds Association (MFA) represents the global alternative investment industry and its investors by advocating for sound industry practices and public policies that foster efficient, transparent, and fair capital markets. MFA, based in Washington, DC, is an advocacy, education, and communications organization established to enable hedge fund and managed futures firms in the alternative investment industry to participate in public policy discourse, share best practices and learn from peers, and communicate the industry’s contributions to the global economy. MFA members help pension plans, university endowments, charitable organizations, qualified individuals and other institutional investors to diversify their investments, manage risk, and generate attractive returns. MFA has cultivated a global membership and actively engages with regulators and policy makers in Asia, Europe, North and South America, and all other regions where MFA members are market participants. For more information, please visit: www.managedfunds.org.